Compliance & Regulatory Standards:Your Protection is Our Priority
Liberty Gold Silver operates under the highest regulatory standards with comprehensive compliance programs designed to protect clients, ensure transparency, and maintain the integrity of every precious metals transaction.
Comprehensive Regulatory Compliance
We maintain active compliance with all federal and state regulations governing precious metals dealers, investment advisors, and financial services providers.
Internal Revenue Service (IRS)
IRA-Approved Precious Metals Dealer
Fully authorized to facilitate precious metals IRA transactions with strict adherence to IRS regulations and reporting requirements.
Compliance Requirements:
- Approved precious metals inventory
- Qualified custodian partnerships
- Proper transaction documentation
- Annual compliance reporting
Wyoming Secretary of State
Precious Metals Dealer Registration
Registered as a precious metals dealer with full compliance to Wyoming state business regulations and precious metals dealer requirements.
Compliance Requirements:
- State business registration
- Precious metals dealer compliance
- Regular state filing requirements
- Consumer protection protocols
Consumer Financial Protection Bureau (CFPB)
Consumer Protection Standards
Adherence to federal consumer protection laws and regulations governing precious metals transactions and customer communications.
Compliance Requirements:
- Truth in advertising compliance
- Fair dealing practices
- Consumer complaint handling
- Transparent pricing disclosure
Anti-Money Laundering (AML)
Bank Secrecy Act Compliance
Comprehensive AML program with customer identification, transaction monitoring, and suspicious activity reporting.
Compliance Requirements:
- Customer Due Diligence (CDD)
- Transaction monitoring systems
- Suspicious Activity Reports (SAR)
- Ongoing compliance training
Auditing & Independent Oversight
Regular independent audits and examinations ensure compliance, verify controls, and provide objective assessment of our operations and client protections.
Internal Compliance Audits
QuarterlyScope:
All business operations, procedures, and regulatory compliance
Conducted By:
Independent Internal Audit Department
Reporting To:
Board of Directors and Compliance Committee
External Financial Audits
AnnuallyScope:
Financial statements, accounting practices, and fiscal controls
Conducted By:
Certified Public Accounting Firm
Reporting To:
Regulatory authorities and stakeholders
Regulatory Examinations
As RequiredScope:
Compliance with federal and state precious metals dealer regulations
Conducted By:
State Securities Regulators and CFPB
Reporting To:
Public regulatory records and compliance status
Security Assessments
Semi-AnnuallyScope:
Information security, data protection, and privacy measures
Conducted By:
Third-Party Security Assessment Firm
Reporting To:
Executive management and compliance officer
Client Protection Measures
Multiple layers of protection safeguard client interests, assets, and rights throughout the entire precious metals investment process.
Segregated Client Assets
Client precious metals stored separately from company assets with clear title documentation
Full protection of client ownership rights and asset security
Insurance Coverage
Comprehensive insurance through Lloyd's of London and FDIC coverage for cash deposits
Financial protection against theft, damage, or loss of client assets
Complaint Resolution Process
Formal complaint handling procedure with escalation path and regulatory reporting
Fair resolution of any client concerns with regulatory oversight
Cooling-Off Period
24-48 hour reflection period for significant investment decisions with cancellation rights
Time to reconsider investment decisions without penalty
Transparent Documentation
All agreements, terms, and conditions provided in clear, understandable language
Full understanding of all investment terms and conditions
Regular Account Statements
Detailed periodic statements showing holdings, transactions, and market values
Complete visibility into account status and investment performance
Our Compliance Commitment to You
Compliance isn't just about following rules - it's about building trust, protecting your interests, and ensuring that every precious metals investment you make through Liberty Gold Silver meets the highest standards of integrity and security.
Regulatory Excellence
Exceeding all regulatory requirements for client protection
Complete Transparency
Open communication about all practices and procedures
Asset Protection
Multiple layers of protection for your precious metals investment